HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard John Lane
IRN RJL00047
- (1416)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Richard Leonard Gilman Drake
IRN RLD01036
- (1200)CF21 Investment Adviser (24 Dec 2002 to 5 Jun 2003)
- (1199)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 24 Dec 2002)
Richard Mathew Odell
IRN RMO00011
- (1603)CF21 Investment Adviser (3 Apr 2003 to 5 Jun 2003)
- (1602)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 3 Apr 2003)
Richard Metherell
IRN RXM00237
- (1521)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Richard Nigel Clark
IRN RNC01023
- (618)CF21 Investment Adviser (30 Apr 2003 to 5 Jun 2003)
- (617)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Apr 2003)
Richard Noone
IRN RXN00015
- (1378)CF21 Investment Adviser (2 Apr 2003 to 5 Jun 2003)
- (1377)CF22 Investment Adviser (Trainee) (4 Dec 2002 to 2 Apr 2003)
Richard Norman Buchan
IRN RNB00004
- (628)CF21 Investment Adviser (24 Sep 2002 to 25 Apr 2003)
Richard Paul Miller
IRN RPM00019
- (816)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Richard Scott White
IRN RSW00030
- (1259)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2003)
Richard Spelman
IRN RXS01393
- (746)CF2 Non Executive Director (1 Dec 2001 to 12 Feb 2002)
- (747)CF1 Director (1 Dec 2001 to 6 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.