HBOS Investment Fund Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New Uberior House11 Earl Grey StreetEdinburghEdinburgh, City OfEH3 9BNUNITED KINGDOM- Phone
- +4403453661513
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Complaints Contact
PO Box 24165EdinburghEdinburgh, City OfEH3 1HDUNITED KINGDOM- Phone
- +4403453661513
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Peter Herkes
IRN SPH00029
- (145)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
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Stephen Quigley
IRN SXQ00007
- (471)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2003)
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Stephen Richard Grimes
IRN SRG00013
- (1723)CF21 Investment Adviser (1 Jan 2002 to 5 Jun 2003)
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Stephen Roy Middleton
IRN SRM00023
- (511)CF22 Investment Adviser (Trainee) (17 Dec 2002 to 5 Jun 2003)
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Stephen William Clements
IRN SWC00009
- (397)CF22 Investment Adviser (Trainee) (27 Jan 2003 to 7 May 2003)
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Stephen William Tulloch
IRN SWT00002
- (950)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Steven Anthony Andrew Hall
IRN SAH01134
- (1408)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Steven Coleman
IRN SXC00135
- (749)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Steven Corfield
IRN SXC00125
- (767)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Steven Dunn
IRN SXD01394
- (829)CF22 Investment Adviser (Trainee) (29 Jan 2003 to 5 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
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Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
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Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1828)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (1827)SMF1 Chief Executive
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controlled function added: (1826)SMF3 Executive Director
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controlled function added: (1825)CF21 Investment Adviser
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controlled function added: (1824)CF2 Non Executive Director
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controlled function added: (1823)CF11 Money Laundering Reporting
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controlled function added: (1822)CF1 Director
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controlled function added: (1821)CF3 Chief Executive
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controlled function added: (1820)CF29 Significant management
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controlled function added: (1819)CF21 Investment Adviser