HBOS Investment Fund Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New Uberior House11 Earl Grey StreetEdinburghEdinburgh, City OfEH3 9BNUNITED KINGDOM- Phone
- +4403453661513
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Complaints Contact
PO Box 24165EdinburghEdinburgh, City OfEH3 1HDUNITED KINGDOM- Phone
- +4403453661513
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Hall
IRN SAH01086
- (1213)CF22 Investment Adviser (Trainee) (19 Sep 2002 to 5 Jun 2003)
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Stephen James Chambers
IRN SJC00075
- (1687)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Stephen John Howarth
IRN SJH00095
- (297)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Stephen John Livings
IRN SJL00032
- (927)CF21 Investment Adviser (30 Apr 2003 to 25 May 2003)
- (926)CF22 Investment Adviser (Trainee) (4 Oct 2002 to 30 Apr 2003)
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Stephen John Spinner
IRN SJS00005
- (633)CF21 Investment Adviser (5 Nov 2002 to 5 Jun 2003)
- (632)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Nov 2002)
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Stephen Keith Brown
IRN SKB00007
- (120)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Stephen Maurice Keane
IRN SMK00017
- (290)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Stephen Michael Cham
IRN SMC00085
- (1579)CF21 Investment Adviser (24 Sep 2002 to 12 Oct 2002)
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Stephen Noakes
IRN SXN00038
- (1334)CF21 Investment Adviser (19 May 2003 to 5 Jun 2003)
- (1333)CF22 Investment Adviser (Trainee) (31 Jan 2003 to 19 May 2003)
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Stephen Paul Gillingham
IRN SPG00026
- (852)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
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Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
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Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1718)CF22 Investment Adviser (Trainee)
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controlled function added: (1717)[PRA CF] Managing a material risk taker
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controlled function added: (1716)CF10 Compliance Oversight
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controlled function added: (1715)CF11 Money Laundering Reporting
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controlled function added: (1714)CF28 Systems and controls
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controlled function added: (1713)CF21 Investment Adviser
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controlled function added: (1712)CF21 Investment Adviser
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controlled function added: (1711)CF21 Investment Adviser
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controlled function added: (1710)CF28 Systems and controls
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controlled function added: (1709)CF21 Investment Adviser