HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Tracie Jane Margo
IRN TJM00058
- (576)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Tracy Heather Rowlands
IRN THR00004
- (74)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Tracy Manifold
IRN TXM00063
- (654)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Tracy O'Kane
IRN TCC01021
- (1150)CF21 Investment Adviser (22 Apr 2003 to 5 Jun 2003)
- (1149)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 22 Apr 2003)
Treavie Eugene Donnelly
IRN TED00004
- (18)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Trevor Anthony Leonard
IRN TAL01041
- (133)CF1 Director (25 Nov 2005 to 5 Apr 2010)
Trevor John Mitchell
IRN TJM01096
- (517)CF13 Finance (28 Mar 2002 to 30 Sep 2002)
Trevor Victor Cardon
IRN TVC00001
- (307)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Tricia Suzanne Moss
IRN TSM00003
- (879)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Troy Young
IRN TXY00005
- (1427)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.