HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sara Patel
IRN SXP00086
- (242)CF21 Investment Adviser (24 Sep 2002 to 26 Apr 2003)
Sarah Denise Devlin
IRN SXD00153
- (269)CF22 Investment Adviser (Trainee) (11 Oct 2002 to 5 Jun 2003)
Sarah Elizabeth West
IRN SEW00031
- (1159)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Sarah Jane Asprey
IRN SJA01110
- (304)CF21 Investment Adviser (22 Jan 2003 to 5 Jun 2003)
- (303)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 22 Jan 2003)
Sarah Jane Wootten
IRN SXW44240
- (1475)[FCA CF] Significant management (13 Jan 2020 to 28 Dec 2023)
Sarah Jayne Bell
IRN SXD00082
- (1269)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Sarah Jayne Lewis
IRN SJL00093
- (219)CF21 Investment Adviser (13 Mar 2003 to 5 Jun 2003)
- (218)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Mar 2003)
Sarah Katherine James
IRN SKA00006
- (376)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Sarah Louise Higham
IRN SLR00020
- (822)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Jun 2003)
Sarah Margaret Murphy
IRN SMM01111
- (189)CF22 Investment Adviser (Trainee) (20 Dec 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.