Date authorised
1 April 2013
Companies House
OC305359
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Waterloo Place
    London
    SW1Y 4AU
    UNITED KINGDOM
    Phone
    +4402076591906
  • Complaints Contact

    11 Waterloo Place
    London
    SW1Y 4AU
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Gosnall

    IRN EXG01398

    • CF30 Customer (23 Oct 2017 to 8 Dec 2019)
  • Espen Westeren

    IRN EXW01146

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF27 Investment Management (4 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
    • CF4 Partner (4 May 2007 to 31 Mar 2010)
  • Fabio Pecce

    IRN FXP01028

    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
    • CF4 Partner (10 Mar 2005 to 28 Feb 2011)
    • CF27 Investment Management (26 Mar 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Mar 2004 to 31 Oct 2007)
  • Folasefeoluwa Ayoifeoluwape Oluwamisimi Osekita

    IRN FXO01118

    • CF30 Customer (15 Feb 2016 to 28 Feb 2017)
  • GEOFFROY OLIVIER AIME DALLOZ

    IRN GOD01001

    • CF30 Customer (2 Mar 2015 to 31 Jul 2016)
  • Gerardo Lopez De La Parra

    IRN GXL01287

    • CF30 Customer (1 Nov 2007 to 27 Jun 2008)
    • CF27 Investment Management (7 Mar 2005 to 31 Oct 2007)
    • CF4 Partner (7 Mar 2005 to 27 Jun 2008)
    • CF21 Investment Adviser (7 Mar 2005 to 31 Oct 2007)
  • Hauke Rathjens

    IRN HXR01236

    • CF30 Customer (8 Oct 2013 to 29 Feb 2016)
  • Hugh Aidan Vincent Magee

    IRN HAM01044

    • [FCA CF] Client dealing (since 28 Mar 2022)
  • Inderpal Singh Saimbi

    IRN ISS01026

    • SMF27 Partner (since 9 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jul 2015 to 8 Dec 2019)
  • Jack Michael Boland

    IRN JXB03490

    • CF30 Customer (1 Nov 2016 to 9 Jun 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.