Date authorised
1 April 2013
Companies House
OC346320
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +4402070742900
  • Complaints Contact

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +4402070742900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert da Costa

    IRN RAD01145

    • [FCA CF] Client dealing (since 6 Jun 2023)
  • Robin Leigh Perkin

    IRN RXP00209

    • [FCA CF] Client dealing (11 Mar 2021 to 30 Jun 2025)
  • Rohan Mayor

    IRN RXM00863

    • [FCA CF] Client dealing (14 Jul 2023 to 5 Mar 2025)
  • Rohit Ramkrishna Biyani

    IRN RRB01056

    • [FCA CF] Client dealing (12 Mar 2021 to 20 May 2022)
  • Ronald Key Lon Lo

    IRN RXL00399

    • [FCA CF] Manager of certification employee (since 17 Jul 2025)
    • [FCA CF] Client dealing (since 17 Apr 2024)
  • Ruoqi Wang

    IRN RXW00695

    • [FCA CF] Client dealing (since 8 Oct 2025)
  • Samantha Mei Reeve

    IRN SXR00572

    • [FCA CF] Client dealing (5 Aug 2022 to 28 Feb 2025)
  • Sarah Zrihen Herly

    IRN SXZ01125

    • [FCA CF] Client dealing (11 Mar 2021 to 18 Oct 2022)
    • CF30 Customer (21 Mar 2019 to 8 Dec 2019)
  • Sasha Emily Nugent

    IRN SEN01026

    • [FCA CF] Client dealing (11 Mar 2021 to 20 Feb 2022)
    • CF30 Customer (5 Aug 2019 to 8 Dec 2019)
  • Scott James Forsyth

    IRN SXF00597

    • [FCA CF] Client dealing (since 31 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.