HAVEN PERSONAL FUNERAL PLANS LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Funeral Plans

For Retail (Non-Investment Insurance), Funeral plan contract, Rights to interests in (Contractually-based investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Sells Funeral Plans

For Retail (Non-Investment Insurance), Funeral plan contract, Rights to interests in (Contractually-based investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Caroline Jean Brierley
IRN CXB00533
- SMF3 Executive Director (since 29 Jul 2022)
Dawn Winfield
IRN DXW00401
- SMF16 Compliance Oversight (since 29 Jul 2022)
- SMF3 Executive Director (since 29 Jul 2022)
John Winfield
IRN JXW00736
- CF1 Director (AR) (since 15 Aug 2022)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.