HARTFORD UNDERWRITING AGENCY LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Caroline Busby
IRN CXB02158
- CF1 Director (20 May 2014 to 10 Apr 2015)
Charlotte Cross
IRN CXC00722
- SMF4 Chief Risk (22 Nov 2023 to 30 Apr 2025)
- SMF16 Compliance Oversight (22 Nov 2023 to 30 Apr 2025)
Christopher Duca
IRN CXD01206
- CF2 Non Executive Director (8 Jun 2006 to 1 Sep 2011)
Ciro Michael De-Falco
IRN CMD01139
- CF2 Non Executive Director (28 Oct 2014 to 6 Mar 2016)
Colin Douglas Short
IRN CDS01107
- SMF10 Chair of the Risk Committee (10 Dec 2018 to 30 Jun 2021)
- SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (19 Jun 2015 to 6 Mar 2016)
Colin Douglas Sprott
IRN CDS01093
- SMF23 Chief Underwriting Officer (10 Dec 2018 to 27 Feb 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 27 Feb 2026)
- Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
- SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (11 Dec 2013 to 6 Mar 2016)
Colin Trevor Dingley
IRN CTD01009
- CF1 Director (1 Dec 2001 to 25 Oct 2006)
Daniel Seabra
IRN DXS22829
- SMF5 Head of Internal Audit (since 25 Feb 2020)
David Campbell Robinson
IRN DXR00305
- Director of firm who is not a certification employee or a SMF manager (14 Sep 2021 to 1 Mar 2024)
David Emil Hope
IRN DEH01042
- Responsible for Insurance Mediation (14 Jan 2005 to 23 Oct 2006)
- CF8 Apportionment and Oversight (1 Jul 2002 to 23 Oct 2006)
- CF3 Chief Executive (1 Jul 2002 to 23 Oct 2006)
- CF1 Director (16 May 2002 to 23 Oct 2006)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.