Date authorised
26 April 2016
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 3B
    Leys Business Centre
    Chelmsford Road
    High Ongar
    Ongar
    Essex
    CM5 9NW
    UNITED KINGDOM
    Phone
    +441277364510
  • Complaints Contact

    Unit 3B
    Leys Business Centre
    Chelmsford Road
    High Ongar
    Ongar
    Essex
    CM5 9NW
    UNITED KINGDOM
    Phone
    +441277364510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Charles Wright

    IRN DCW01127

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF4 Partner (27 Jun 2016 to 8 Dec 2019)
  • Derek James Harrington

    IRN DJH01338

    • CF4 Partner (26 Apr 2016 to 14 Sep 2016)
  • Lesley Wright

    IRN LXW01442

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (26 Apr 2016 to 30 Sep 2018)
    • CF4 Partner (26 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.