Harries Financial Wealth Management Ltd

FRN: 837965
Companies House: 11860186
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

70 Eastgate

Cowbridge

Vale of Glamorgan

CF71 7AB

UNITED KINGDOM

Phone

+4401446773669

Web

https://www.harriesfinancial.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christopher James Harries
IRN CJH01369
- (2)Employed By (since 18 Apr 2019)
Christopher John Lannen
IRN CXL80131
- (1)Employed By (27 Oct 2020 to 31 Dec 2021)
Stephen Charles Evans Harries
IRN SCH00020
- (1)Employed By (since 15 May 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.