HARDY (UNDERWRITING AGENCIES) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Sean Spencer James Gates
IRN SSG01025
- CF2 Non Executive Director (1 Jan 2004 to 31 Dec 2005)
Simon Vincent Wood
IRN SVW01008
- SMF10 Chair of the Risk Committee (since 13 Apr 2023)
Stephen Noel Wadman
IRN SNW01017
- CF1 Director (1 Dec 2001 to 29 Jan 2002)
Susan Ann Stone
IRN SXS00827
- Director of firm who is not a certification employee or a SMF manager (2 Dec 2021 to 10 Apr 2025)
Theresa Hutchings
IRN TXA01030
- CF1 Director (1 Dec 2001 to 28 Nov 2012)
Thomas Firouz Motamed
IRN TFM01029
- SIMF9 Chairman (7 Mar 2016 to 13 Mar 2017)
- CF2 Non Executive Director (3 Oct 2012 to 6 Mar 2016)
Thomas Pontarellli
IRN TXP01295
- CF2 Non Executive Director (2 Oct 2012 to 8 Dec 2015)
Timothy James Szerlong
IRN TJS01161
- CF2 Non Executive Director (30 Jun 2015 to 6 Mar 2016)
Timothy Paul Griffin
IRN TPG01009
- CF1 Director (1 Dec 2001 to 28 Nov 2012)
Tracey Jane Moore
IRN TJM01239
- [FCA CF] Significant management (10 Dec 2018 to 2 Oct 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.