Harbourside Financial Ltd

Date authorised
1 April 2013
Companies House
05945620
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Harbourside Property Group
    46 College Green
    Bristol
    Bristol, City Of
    BS1 5SH
    UNITED KINGDOM
    Phone
    +4401179281900
    Web
    https://www.harboursidepropertygroup.co.uk

  • Complaints Contact

    Harbourside Property Group
    46 College Green
    Bristol
    Bristol, City Of
    BS1 5SH
    UNITED KINGDOM
    Phone
    +4401179281900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert David Worlock

    IRN RDW00039

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 2 Jan 2020)
    • Director of firm who is not a certification employee or a SMF manager (since 2 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Jan 2020)
    • [FCA CF] Material risk taker (since 2 Jan 2020)
    • [FCA CF] Proprietary trader (since 2 Jan 2020)
    • [FCA CF] Significant management (since 2 Jan 2020)
    • [PRA CF] Key function holder (since 2 Jan 2020)
    • [PRA CF] Managing a material risk taker (since 2 Jan 2020)
    • Sole trader dealing with clients for which they require qualification (since 2 Jan 2020)
    • [FCA CF] Benchmark submission and administration (since 2 Jan 2020)
    • [FCA CF] CASS oversight function (since 2 Jan 2020)
    • [FCA CF] Client dealing (since 2 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2020)
    • [FCA CF] Manager of certification employee (since 2 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 31 Jan 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (19 Jun 2009 to 30 Sep 2018)
    • CF1 Director (19 Jun 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.