Date authorised
24 May 2021
Companies House
10384185
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 2A
    Princes House
    38 Jermyn Street
    London
    SW1Y 6DN
    UNITED KINGDOM
    Phone
    +442038299400
  • Complaints Contact

    Suite 2A
    Princes House
    38 Jermyn Street
    London
    SW1Y 6DN
    UNITED KINGDOM
    Phone
    +442038299400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Edward Baker

    IRN CXB00537

    • SMF3 Executive Director (since 2 Nov 2023)
    • [FCA CF] Significant management (5 Nov 2021 to 6 Nov 2023)
  • David Alexander Ramsay Chase

    IRN DXC00454

    • [FCA CF] Client dealing (1 Nov 2021 to 3 Nov 2023)
  • David James Gerhard

    IRN DJG01296

    • [FCA CF] Significant management (29 Oct 2021 to 7 Nov 2022)
  • Khuam Fatuga

    IRN KXF00172

    • SMF16 Compliance Oversight (since 17 Mar 2023)
  • Libero Rocco Pirozzolo

    IRN LRP01029

    • SMF1 Chief Executive (since 3 Mar 2023)
    • Responsible for Insurance Distribution (since 3 Mar 2023)
    • SMF3 Executive Director (since 25 May 2021)
  • Macella Ming Yeng Wan

    IRN MXW00483

    • [FCA CF] Client dealing (29 Oct 2021 to 3 Nov 2023)
  • Nameeta Biswas

    IRN NXB01955

    • SMF16 Compliance Oversight (10 Sep 2021 to 31 Dec 2022)
  • Paul Antony Hatter

    IRN PAH01314

    • SMF3 Executive Director (25 May 2021 to 31 Mar 2022)
  • Per Karl Martin Tonnby

    IRN PKT01007

    • SMF3 Executive Director (since 25 May 2021)
  • Sharon Elizabeth Brown

    IRN SEB01137

    • SMF3 Executive Director (25 May 2021 to 30 Sep 2022)
    • Responsible for Insurance Distribution (25 May 2021 to 30 Sep 2022)
    • SMF1 Chief Executive (25 May 2021 to 30 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.