Date authorised
1 April 2013
Companies House
04399511
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 St Paul's Street
    Leeds
    West Yorkshire
    LS1 2LE
    UNITED KINGDOM
    Phone
    +4401132437234
  • Complaints Contact

    8 St Paul's Street
    Leeds
    West Yorkshire
    LS1 2LE
    UNITED KINGDOM
    Phone
    +4401132437234

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Duncan Clive Hanwell

    IRN DCH01088

    • SMF3 Executive Director (9 Dec 2019 to 24 Oct 2023)
    • [PRA CF] Key function holder (9 Dec 2019 to 25 Jan 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Oct 2023)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • John Denis Cockshutt

    IRN JDC01188

    • [PRA CF] Key function holder (since 25 Jan 2024)
    • Responsible for Insurance Distribution (since 6 Dec 2023)
    • SMF3 Executive Director (since 6 Dec 2023)
    • [FCA CF] CASS oversight function (since 31 Aug 2022)
    • [FCA CF] Significant management (since 31 Aug 2022)
    • [FCA CF] Client dealing (since 31 Aug 2022)
    • [FCA CF] Benchmark submission and administration (since 31 Aug 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.