Hantec Markets Limited

Date authorised
1 April 2013
Companies House
06819047
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hantec Markets Ltd
    5-6 Newbury Street
    London
    City Of London
    EC1A 7HU
    UNITED KINGDOM
    Phone
    +442070360850
    Web
    https://www.hmarkets.com

  • Complaints Contact

    Hantec Markets Ltd
    5-6 Newbury Street
    London
    City Of London
    EC1A 7HU
    UNITED KINGDOM
    Phone
    +442070360889

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Man-woon James Yu

    IRN MJY01022

    • CF2 Non Executive Director (13 Sep 2010 to 8 Dec 2019)
  • Matthew Wetherell

    IRN MXW00342

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Apr 2025)
  • Ngok Fung Lam

    IRN NFL01014

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
    • CF1 Director (17 Nov 2011 to 8 Dec 2019)
    • CF2 Non Executive Director (2 Dec 2010 to 1 Nov 2011)
  • Richard Colin Cohen

    IRN RCC01071

    • CF2 Non Executive Director (14 Sep 2010 to 8 Dec 2019)
  • Richard Gareth Perry

    IRN RGP01044

    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
  • Richard Jacob

    IRN RXJ00117

    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2025)
  • Stephan Van Den Burg

    IRN SXV01139

    • CF30 Customer (5 Oct 2011 to 1 Apr 2015)
  • Valeria Maasik

    IRN VXM01368

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Feb 2023)
    • SMF16 Compliance Oversight (since 5 Apr 2022)
    • CF30 Customer (11 Jun 2015 to 8 Dec 2019)
  • Victor Essel

    IRN VXE00013

    • SMF3 Executive Director (since 21 Mar 2023)
    • [FCA CF] CASS oversight function (since 20 Mar 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • XiaoJie Qiu

    IRN XXQ01009

    • CF30 Customer (16 Jun 2010 to 1 Mar 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.