Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Granville House
    Festival Park
    Stoke-on-Trent
    Staffordshire
    ST1 5TB
    UNITED KINGDOM
    Phone
    +4401782255000
  • Complaints Contact

    Granville House
    Festival Park
    Stoke-on-Trent
    Staffordshire
    ST1 5TB
    UNITED KINGDOM
    Phone
    +4401782255000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Veronica Susan Oak

    IRN VSF01002

    • SIMF10 Chair of the Risk Committee (22 Dec 2016 to 22 Dec 2016)
    • SMF10 Chair of the Risk Committee (22 Dec 2016 to 31 Dec 2019)
    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 22 Dec 2016)
    • CF2 Non Executive Director (13 Feb 2015 to 6 Mar 2016)
  • Victoria Michelle Earl

    IRN VME01004

    • [FCA CF] Functions requiring qualifications (2 Sep 2024 to 31 Jan 2026)
  • Victoria Thackstone

    IRN VXT01195

    • SMF4 Chief Risk (6 Apr 2016 to 31 Dec 2019)
    • SMF16 Compliance Oversight (7 Mar 2016 to 31 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 31 Dec 2019)
    • CF10 Compliance Oversight (10 Nov 2015 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (10 Nov 2015 to 6 Mar 2016)
  • Wendy Joy Jennings

    IRN WJJ00011

    • CF2 Non Executive Director (1 Dec 2001 to 30 Sep 2006)
  • William David Jones

    IRN WXJ13268

    • SMF24 Chief Operations (19 Jun 2019 to 31 May 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.