Date authorised
5 November 2018
Companies House
11305395
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Basinghall St
    London
    EC2V 5HA
    UNITED KINGDOM
    Phone
    +442075788000
  • Complaints Contact

    25 Basinghall Street
    London
    EC2V 5HA
    UNITED KINGDOM
    Phone
    +442075788000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Debt Collection

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Trevor Howard Adams

    IRN TXA73114

    • [FCA CF] Material risk taker (7 Mar 2017 to 30 Apr 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 30 Apr 2021)
  • Ulrica Charlotte Stolt Kirkegaard

    IRN UCS01004

    • SMF18 Other Overall Responsibility (25 Jun 2019 to 1 May 2023)
    • Responsibility for MCD Intermediation (25 Jun 2019 to 1 May 2023)
    • Responsible for Insurance Distribution (25 Jun 2019 to 1 May 2023)
    • SMF13 Chair of the Nominations Committee (5 Nov 2018 to 25 Jun 2019)
  • Ulrica Charlotte Stolt Kirkegaard

    IRN UXS00047

    • [FCA CF] Material risk taker (9 Nov 2023 to 30 Jun 2024)
  • Ulrika Kristin Bergegaardh

    IRN UXB73594

    • [FCA CF] Material risk taker (1 Sep 2018 to 30 Jun 2020)
  • Vanessa Erica Rees Salisbury

    IRN VXS72748

    • [FCA CF] Manager of certification employee (26 Feb 2024 to 1 Jun 2024)
    • [FCA CF] Functions requiring qualifications (24 Apr 2018 to 1 Jan 2019)
  • Victoria Hands

    IRN VXH00028

    • [FCA CF] Functions requiring qualifications (18 Jan 2021 to 13 Nov 2023)
  • Victoria Jayne Pritchard

    IRN VXP00178

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 22 May 2024)
  • Victoria Maria Quinn

    IRN VXQ00008

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2017)
  • Victoria Morton

    IRN VXM72764

    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 1 Jun 2024)
  • Vittorio Giulio Bicocchi

    IRN VXB73317

    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.