Date authorised
5 November 2018
Companies House
11305395
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Basinghall St
    London
    EC2V 5HA
    UNITED KINGDOM
    Phone
    +442075788000
  • Complaints Contact

    25 Basinghall Street
    London
    EC2V 5HA
    UNITED KINGDOM
    Phone
    +442075788000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Debt Collection

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicola Ann Mitchell

    IRN NXM14565

    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 31 May 2019)
  • Nicola Anne Knight

    IRN NXH49146

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2025)
  • Nicola Claire Arrowsmith

    IRN NXA73188

    • [FCA CF] Manager of certification employee (2 Sep 2019 to 9 Sep 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 1 Sep 2019)
  • Nicola Dawn Noble

    IRN NXN73398

    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 12 Feb 2021)
  • Nicola Jane Boardman

    IRN NXB73516

    • [FCA CF] Manager of certification employee (8 Jan 2018 to 1 Nov 2021)
    • [FCA CF] Material risk taker (8 Jan 2018 to 30 Jun 2021)
  • Nicola Jane Fletcher

    IRN NXF72632

    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 1 Mar 2024)
  • Nicola Jane Secker

    IRN NXS72662

    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 1 Jun 2024)
  • Nicola Kate Pennock

    IRN NXP73424

    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 24 Oct 2021)
  • Nicola Lisa Calder

    IRN NXC73148

    • [FCA CF] Functions requiring qualifications (6 Sep 2018 to 1 Apr 2022)
  • Nicola Sarah Lancaster Jemmett

    IRN NXJ72970

    • [FCA CF] Manager of certification employee (1 Feb 2021 to 1 Mar 2022)
    • [FCA CF] Material risk taker (1 Feb 2021 to 1 Mar 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 1 Jul 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.