HAMPSTEAD WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Hampstead Wealth Management Ltd

  843 Finchley Road

  London

  NW11 8NA

  UNITED KINGDOM

  Phone

  +4402082099299

  Web

  https://www.hampsteadwealth.co.uk

• Complaints Contact

  843 Finchley Road

  London

  NW11 8NA

  UNITED KINGDOM

  Phone

  +4402082099299

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Robert Alexander

  IRN CRA00008

  • [FCA CF] Functions requiring qualifications (12 Oct 2020 to 24 Apr 2023)
• David Howard Higgins

  IRN DHH00009

  • CF30 Customer (22 Jul 2013 to 4 Apr 2014)
• Elliot Landsman

  IRN EXL01141

  • [FCA CF] Functions requiring qualifications (12 Oct 2020 to 1 Jun 2023)
• Marc Lee Stemmer

  IRN MLS01048

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF11 Money Laundering Reporting (22 Jul 2013 to 8 Dec 2019)
  • CF30 Customer (22 Jul 2013 to 8 Dec 2019)
  • CF1 Director (22 Jul 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (22 Jul 2013 to 30 Sep 2018)
  • CF10 Compliance Oversight (22 Jul 2013 to 8 Dec 2019)
• NATHALIE CLAEYS

  IRN NXC00290

  • [FCA CF] Functions requiring qualifications (15 Sep 2022 to 29 Jun 2023)
• Rosie Currell

  IRN RXC00715

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 11 Jan 2024)
  • [FCA CF] Client dealing (since 11 Jan 2024)

No changes recorded yet.