Hamilton Shanghai Limited

Date authorised
9 August 2021
Companies House
13280207
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dissington Hall
    Dalton
    Newcastle Upon Tyne
    Northumberland
    NE18 0AD
    UNITED KINGDOM
    Phone
    +442030267041
    Web
    https://www.hamiltonshanghai.com

  • Complaints Contact

    Dissington Hall
    Dalton
    Newcastle Upon Tyne
    Northumberland
    NE18 0AD
    UNITED KINGDOM
    Phone
    +442030267041

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emma Louise Pringle

    IRN EXP00114

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Aug 2021)
  • Stephen Pringle

    IRN SXP00422

    • SMF1 Chief Executive (since 9 Aug 2021)
    • SMF16 Compliance Oversight (since 9 Aug 2021)
    • SMF3 Executive Director (since 9 Aug 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.