Hamburg Commercial Bank AG

• Principal Place of Business

  5th Floor

  60 Moorgate

  London

  EC2R 6EL

  UNITED KINGDOM

  Phone

  +442081528151

  Web

  https://www.hcob-bank.de/en/startseite

• Complaints Contact

  5th Floor

  60 Moorgate

  London

  EC2R 6EL

  UNITED KINGDOM

  Phone

  +442081528151

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Heather Russell

  IRN HXR00196

  • [FCA CF] Client dealing (since 10 May 2023)
• Jan Petersen

  IRN JXP00813

  • [FCA CF] Client dealing (since 10 May 2023)
• Jens Thiele

  IRN JXT00874

  • SMF3 Executive Director (since 31 Mar 2026)
• Jim Wei Jun Lee

  IRN JXL00752

  • [FCA CF] Client dealing (since 2 Jan 2024)
• John Scott

  IRN JXS01333

  • [FCA CF] Client dealing (since 10 May 2023)
• Kai Bertram

  IRN KXB00400

  • SMF19 Head of Overseas Branch/Head of Overseas (10 May 2023 to 14 Jul 2023)
• Luke Isherwood

  IRN LXI00046

  • [FCA CF] Client dealing (since 2 Jan 2024)
  • [FCA CF] Manager of certification employee (since 2 Jan 2024)
• Marco Schweer

  IRN MXS01322

  • [FCA CF] Client dealing (since 10 May 2023)
• Mark Anthony Evans

  IRN MAE01136

  • SMF19 Head of Overseas Branch/Head of Overseas (since 28 Feb 2025)
  • SMF16 Compliance Oversight (since 10 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 May 2023)
• Martin Markov

  IRN MXM01228

  • [FCA CF] Client dealing (18 Sep 2023 to 31 Dec 2025)

No changes recorded yet.