Hallett Independent Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adam Richard Prideaux
IRN ARP01163
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (9 Jun 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (9 Jun 2016 to 30 Sep 2018)
Catherine Louise Hallett
IRN CLH01067
- CF1 Director (14 Jan 2005 to 31 Mar 2017)
- CF3 Chief Executive (14 Jan 2005 to 31 Mar 2017)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2017)
Geoffrey Briggs
IRN GXB01847
- CF1 Director (18 Jul 2011 to 13 Jun 2016)
Nathanael Price
IRN NXP18265
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 23 Aug 2019)
- CF1 Director (23 Aug 2019 to 8 Dec 2019)
Sarah Jane Blockley
IRN SJB01424
- CF1 Director (14 Jan 2005 to 29 Jun 2005)

Smaller firms operating under this firm's FCA authorisation.

Vastari Group Limited (no longer appointed)
FRN 845096 · Appointed 1 Jul 2019 · Until 27 Apr 2022
Christopher Kneale (no longer appointed)
FRN 776801 · Appointed 18 Apr 2017 · Until 20 Feb 2023
Quay Independent Ltd (no longer appointed)
FRN 551975 · Appointed 25 May 2011 · Until 30 Aug 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.