Habrok Capital Management LLP

Date authorised
1 April 2013
Companies House
OC306047
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Berkeley Square House
    Berkeley Square
    London
    W1J 6BD
    UNITED KINGDOM
    Phone
    +4402078513900
    Web
    https://www.habrokcapital.com

  • Complaints Contact

    Berkeley Square House
    Berkeley Square
    London
    W1J 6BD
    UNITED KINGDOM
    Phone
    +4402078513900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Stephen Evans

    IRN JSE01039

    • CF10 Compliance Oversight (12 May 2008 to 17 Oct 2012)
    • CF4 Partner (25 Jun 2007 to 1 Jan 2012)
  • Ketan Gadhia

    IRN KXG01116

    • CF30 Customer (15 Oct 2013 to 30 Sep 2017)
    • CF4 Partner (25 Jun 2007 to 30 Sep 2017)
  • Keval Patel

    IRN KXP01318

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jan 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
    • CF4 Partner (21 Sep 2009 to 8 Dec 2019)
  • Kevin John Packford

    IRN KJP01081

    • CF30 Customer (1 Jun 2009 to 29 Nov 2013)
  • Leif Christian Kvaal

    IRN LCK01008

    • CF3 Chief Executive (8 Jul 2009 to 31 Dec 2013)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF21 Investment Adviser (17 Mar 2004 to 31 Oct 2007)
    • CF4 Partner (17 Mar 2004 to 30 Jan 2014)
    • CF27 Investment Management (17 Mar 2004 to 31 Oct 2007)
  • Mark Christopher Hiley

    IRN MCH01108

    • CF4 Partner (25 Jun 2007 to 26 Jun 2009)
  • Peter Joseph Hofbauer

    IRN PJH01313

    • CF10 Compliance Oversight (17 Mar 2004 to 3 Nov 2006)
  • Peter Verdun Wale

    IRN PVW01013

    • CF30 Customer (1 Nov 2007 to 15 Mar 2016)
    • CF4 Partner (25 Jun 2007 to 15 Mar 2016)
    • CF26 Customer Trading (30 Mar 2007 to 31 Oct 2007)
  • Piero Brambati

    IRN PXB01860

    • CF4 Partner (25 Jun 2007 to 31 Mar 2011)
  • Rahul Khanna

    IRN RXK01344

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (15 Oct 2013 to 8 Dec 2019)
    • CF4 Partner (25 Jun 2007 to 8 Dec 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.