Date authorised
2 October 2017
Companies House
10712264
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Regus
    Apex House
    3 Embassy Drive
    Calthorpe Road
    Birmingham
    B15 1TR
    UNITED KINGDOM
    Phone
    +4407974108129
  • Complaints Contact

    Regus
    Apex House
    3 Embassy Drive
    Calthorpe Road
    Birmingham
    B15 1TR
    UNITED KINGDOM
    Phone
    +4408007117777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David William Heath

    IRN DXH28070

    • [FCA CF] CASS oversight function (9 Dec 2019 to 3 Apr 2025)
  • Joanne Elizabeth Andrews

    IRN JEA01050

    • SMF3 Executive Director (since 30 Apr 2025)
  • Jonathan David Hettle

    IRN JDH01137

    • Responsible for Insurance Distribution (since 30 Apr 2025)
    • SMF3 Executive Director (since 30 Apr 2025)
  • Justin Carlos Jose Michael Romero-Trigo

    IRN JXR01553

    • SMF3 Executive Director (9 Dec 2019 to 3 Apr 2025)
    • CF1 Director (2 Oct 2017 to 8 Dec 2019)
  • Simon Thomas William Mabb

    IRN STM01050

    • CF1 Director (AR) (11 Dec 2019 to 25 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 3 Apr 2025)
    • CF1 Director (2 Oct 2017 to 8 Dec 2019)
  • Susan Anne Barson

    IRN SXB28069

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
  • Victoria Anne Romero-Trigo

    IRN VXR01053

    • SMF3 Executive Director (9 Dec 2019 to 3 Apr 2025)
    • CF1 Director (AR) (18 Oct 2019 to 25 Nov 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Apr 2025)
    • Responsible for Insurance Mediation (2 Oct 2017 to 30 Sep 2018)
    • CF1 Director (2 Oct 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.