Gulf International Bank (UK) Limited

• Principal Place of Business

  Gulf International Bank UK Ltd

  1 Curzon Street

  London

  Westminster

  W1J 5HD

  UNITED KINGDOM

  Phone

  +442072593456

  Web

  https://www.gibam.com

• Complaints Contact

  Gulf International Bank UK Ltd

  1 Curzon Street

  London

  Westminster

  W1J 5HD

  UNITED KINGDOM

  Phone

  +442072593456

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Megan Ie

  IRN MXI00171

  • [FCA CF] Client dealing (since 22 Feb 2023)
• Micaela Mercedes Meyer

  IRN MMM01021

  • CF11 Money Laundering Reporting (1 Dec 2001 to 5 Apr 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 5 Apr 2002)
• Michael John Hempstead

  IRN MJH01485

  • CF28 Systems and controls (1 Nov 2007 to 29 Feb 2008)
  • CF14 Risk Assessment (6 Sep 2005 to 31 Oct 2007)
• Michael John Parkhouse

  IRN MJP01196

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Jun 2005)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Jun 2005)
• Midhat Masood Syed

  IRN MMS01087

  • CF30 Customer (10 Feb 2009 to 31 Mar 2010)
• Miriam Valerie Greenwood

  IRN MVG01002

  • SMF13 Chair of the Nominations Committee (12 Nov 2021 to 20 Mar 2024)
  • SMF12 Chair of the Remuneration Committee (8 Feb 2021 to 20 Mar 2024)
  • Director of firm who is not a certification employee or a SMF manager (20 Aug 2020 to 8 Feb 2021)
• Mohab Naji Mufti

  IRN MNM01026

  • CF3 Chief Executive (2 May 2008 to 30 Sep 2009)
  • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2009)
  • CF29 Significant management (1 Nov 2007 to 30 Sep 2009)
  • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 30 Sep 2009)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Mohamed Sbitri

  IRN MXS01501

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (24 Apr 2003 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Mohammad Saleem Taj

  IRN MST01043

  • CF21 Investment Adviser (2 Nov 2006 to 30 Aug 2007)
  • CF27 Investment Management (2 Nov 2006 to 30 Aug 2007)
• Mohammed Hassan Nabi

  IRN MHN01022

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 3 Jan 2017)

No changes recorded yet.