Date authorised
1 April 2013
Companies House
01203847
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    68 Cornhill
    London
    EC3V 3QX
    UNITED KINGDOM
    Phone
    +4402072836644
  • Complaints Contact

    68 Cornhill
    London
    EC3V 3QX
    UNITED KINGDOM
    Phone
    +4402072836644

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alon Miller

    IRN AXM02314

    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF3 Executive Director (9 Dec 2019 to 6 Nov 2024)
    • CF3 Chief Executive (11 Apr 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Apr 2011 to 30 Sep 2018)
    • CF1 Director (21 Feb 2006 to 8 Dec 2019)
  • Andrew John Sindall

    IRN AJS01370

    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2023 to 18 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Bethanie Anne Crayston

    IRN BXC00308

    • SMF3 Executive Director (since 7 Jun 2023)
  • Brendan James McManus

    IRN BJM01139

    • SMF3 Executive Director (30 Sep 2022 to 21 Jun 2024)
  • Elizabeth Natalia Damian Zaragoza

    IRN EXD00316

    • [FCA CF] Significant management (since 10 Nov 2025)
  • Ilan Krieger

    IRN IXK01099

    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Mar 2011)
    • CF3 Chief Executive (14 Jan 2005 to 30 Mar 2011)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 30 Mar 2011)
  • Jonathan Threader

    IRN JXT01972

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (22 Jan 2016 to 8 Dec 2019)
  • Nigel John Pritchard Williams

    IRN NJW01124

    • CF1 Director (14 Jan 2005 to 18 May 2007)
  • Paul Hull

    IRN PXH00669

    • SMF3 Executive Director (since 30 Jun 2023)
  • Roy John Clark

    IRN RXC00740

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.