GTX UK LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
GTX UK LLPLevel 11Tower 4225 Old Broad StreetLondonEC2N 1HQUNITED KINGDOM- Phone
- +4402079828015
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Complaints Contact
GTX UK LLPLevel 11Tower 4225 Old Broad StreetLondonEC2N 1HQUNITED KINGDOM- Phone
- +4407881458959
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Trades With You Directly
For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Brooks
IRN PXB01369
- CF4 Partner (9 May 2011 to 28 Jan 2014)
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Ralph Ira Goldenberg
IRN RIG01014
- CF4 Partner (9 May 2011 to 20 May 2019)
- CF10 Compliance Oversight (9 May 2011 to 20 May 2019)
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Roxane Sanguinetti
IRN RMS01244
- [FCA CF] Material risk taker (4 Mar 2021 to 3 Sep 2024)
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Said Kaba Marrash
IRN SXK14736
- CF4 Partner (23 Jul 2019 to 9 Dec 2019)
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Seung Kim
IRN SWK01012
- SMF27 Partner (14 Nov 2023 to 1 Dec 2023)
- SMF1 Chief Executive (14 Nov 2023 to 1 Dec 2023)
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Stefan Kaba-Ferreiro
IRN SAK01181
- SMF27 Partner (23 Jun 2021 to 15 May 2023)
- [FCA CF] Algorithmic trading (4 Mar 2021 to 15 May 2023)
- [FCA CF] Manager of certification employee (4 Mar 2021 to 15 May 2023)
- [FCA CF] Material risk taker (4 Mar 2021 to 15 May 2023)
- [FCA CF] Proprietary trader (4 Mar 2021 to 15 May 2023)
- CF29 Significant management (23 Jul 2019 to 8 Dec 2019)
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Stephen John Jordan
IRN SJJ01089
- SMF1 Chief Executive (9 Dec 2019 to 27 Feb 2020)
- CF3 Chief Executive (23 Jul 2019 to 8 Dec 2019)
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Tawei Chong
IRN TXC01393
- CF4 Partner (9 May 2011 to 23 Sep 2016)
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Thomas Prochwicz
IRN TXP00094
- [FCA CF] Material risk taker (4 Mar 2021 to 18 Mar 2022)
- [FCA CF] Proprietary trader (4 Mar 2021 to 16 Jan 2023)
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Thomas Pughe
IRN TXP00061
- [FCA CF] Proprietary trader (18 Mar 2022 to 1 May 2023)
- [FCA CF] Material risk taker (18 Mar 2022 to 1 May 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.