Date authorised
1 April 2013
Companies House
OC316522
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    GTX UK LLP
    Level 11
    Tower 42
    25 Old Broad Street
    London
    EC2N 1HQ
    UNITED KINGDOM
    Phone
    +4402079828015
  • Complaints Contact

    GTX UK LLP
    Level 11
    Tower 42
    25 Old Broad Street
    London
    EC2N 1HQ
    UNITED KINGDOM
    Phone
    +4407881458959

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Brooks

    IRN PXB01369

    • CF4 Partner (9 May 2011 to 28 Jan 2014)
  • Ralph Ira Goldenberg

    IRN RIG01014

    • CF4 Partner (9 May 2011 to 20 May 2019)
    • CF10 Compliance Oversight (9 May 2011 to 20 May 2019)
  • Roxane Sanguinetti

    IRN RMS01244

    • [FCA CF] Material risk taker (4 Mar 2021 to 3 Sep 2024)
  • Said Kaba Marrash

    IRN SXK14736

    • CF4 Partner (23 Jul 2019 to 9 Dec 2019)
  • Seung Kim

    IRN SWK01012

    • SMF27 Partner (14 Nov 2023 to 1 Dec 2023)
    • SMF1 Chief Executive (14 Nov 2023 to 1 Dec 2023)
  • Stefan Kaba-Ferreiro

    IRN SAK01181

    • SMF27 Partner (23 Jun 2021 to 15 May 2023)
    • [FCA CF] Algorithmic trading (4 Mar 2021 to 15 May 2023)
    • [FCA CF] Manager of certification employee (4 Mar 2021 to 15 May 2023)
    • [FCA CF] Material risk taker (4 Mar 2021 to 15 May 2023)
    • [FCA CF] Proprietary trader (4 Mar 2021 to 15 May 2023)
    • CF29 Significant management (23 Jul 2019 to 8 Dec 2019)
  • Stephen John Jordan

    IRN SJJ01089

    • SMF1 Chief Executive (9 Dec 2019 to 27 Feb 2020)
    • CF3 Chief Executive (23 Jul 2019 to 8 Dec 2019)
  • Tawei Chong

    IRN TXC01393

    • CF4 Partner (9 May 2011 to 23 Sep 2016)
  • Thomas Prochwicz

    IRN TXP00094

    • [FCA CF] Material risk taker (4 Mar 2021 to 18 Mar 2022)
    • [FCA CF] Proprietary trader (4 Mar 2021 to 16 Jan 2023)
  • Thomas Pughe

    IRN TXP00061

    • [FCA CF] Proprietary trader (18 Mar 2022 to 1 May 2023)
    • [FCA CF] Material risk taker (18 Mar 2022 to 1 May 2023)

Recent activity

Updates to this firm's record on the FCA register.

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