GTS Securities Europe Ltd

Date authorised
29 December 2015
Companies House
09148018
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Argyll - Octagon Point
    5 Cheapside
    Offices 507-508
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +447849130013
    Web
    https://www.gtsx.com

  • Complaints Contact

    Argyll - Octagon Point
    5 Cheapside
    Offices 507 & 508
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +447849130013

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ari Rubenstein

    IRN AXR02428

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (29 Dec 2015 to 8 Dec 2019)
  • Francois-Xavier Rouffiac

    IRN FXR01108

    • [FCA CF] Client dealing (7 Apr 2021 to 31 Oct 2023)
  • Jamal Nabil Tarazi

    IRN JNT01030

    • CF10 Compliance Oversight (15 Jan 2016 to 27 May 2016)
    • CF11 Money Laundering Reporting (15 Jan 2016 to 27 May 2016)
    • CF1 Director (29 Dec 2015 to 27 May 2016)
  • Ken Zhang

    IRN KXZ01047

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Jun 2016 to 8 Dec 2019)
  • Maximilian Raymond Hall

    IRN MRH01237

    • [FCA CF] Client dealing (since 11 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2016 to 8 Dec 2019)
    • CF1 Director (19 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Jul 2016 to 8 Dec 2019)
  • Paul Raymond Crouch

    IRN PRC01077

    • CF11 Money Laundering Reporting (29 Dec 2015 to 7 Jan 2016)
    • CF1 Director (29 Dec 2015 to 7 Jan 2016)
    • CF10 Compliance Oversight (29 Dec 2015 to 7 Jan 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.