Date authorised
1 April 2013
Companies House
04969397
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 North Street
    Rushden
    Northamptonshire
    NN10 6BU
    UNITED KINGDOM
    Phone
    +4401933411888
  • Complaints Contact

    16 North Street
    Rushden
    Northamptonshire
    NN10 6BU
    UNITED KINGDOM
    Phone
    +4401933411888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Deniz Gunes

    IRN DXG01658

    • CF1 Director (AR) (11 Jul 2012 to 2 Feb 2021)
  • Efsun Polat

    IRN EXP01261

    • CF1 Director (AR) (11 Jul 2012 to 2 Feb 2021)
  • Marcus Humphriss

    IRN MXH01716

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Oliver Humphriss

    IRN OXH01022

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (13 Jul 2010 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Stephen Patrick Humphriss

    IRN SXH01640

    • CF1 Director (14 Jan 2005 to 1 Apr 2009)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Apr 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.