Date authorised
1 April 2013
Companies House
OC309261
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Stratton St
    London
    W1J 8LA
    UNITED KINGDOM
    Phone
    +4402046035100
  • Complaints Contact

    5 Stratton St
    London
    W1J 8LA
    UNITED KINGDOM
    Phone
    +4402046035100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pedro Miguel Almeida Serra Costa Vitoria

    IRN PMV01023

    • CF30 Customer (16 Apr 2015 to 4 Jul 2016)
  • Peter Robert Calvert-Barr

    IRN PRC01180

    • SMF27 Partner (since 18 Mar 2026)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Significant management (21 Mar 2022 to 13 Apr 2026)
    • CF4 Partner (12 Sep 2019 to 2 Dec 2019)
    • CF30 Customer (14 Jun 2017 to 8 Dec 2019)
  • Philip Charles Lamb

    IRN PXL01799

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (30 Mar 2021 to 21 Mar 2022)
    • CF30 Customer (6 Sep 2018 to 8 Dec 2019)
  • Philipp Ludwig Stumpfegger

    IRN PLS01087

    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
  • Philipp Pushnyakov

    IRN PXP00251

    • [FCA CF] Algorithmic trading (since 23 Aug 2021)
  • Philippe Casgrain

    IRN PXC00666

    • [FCA CF] Algorithmic trading (13 Jan 2025 to 4 Aug 2025)
  • Pia-Ramona Wojtinnek

    IRN PXW01682

    • CF30 Customer (13 Feb 2014 to 8 Dec 2019)
  • Qinkan Wu

    IRN QXW01008

    • CF30 Customer (3 Jan 2019 to 8 Dec 2019)
  • Rajdeep Patgiri

    IRN RXP01568

    • CF30 Customer (21 Dec 2016 to 6 Jun 2019)
  • Rakesh Karia

    IRN RXK01952

    • [FCA CF] Material risk taker (30 Mar 2021 to 20 Sep 2021)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 20 Sep 2021)
    • CF30 Customer (4 Sep 2018 to 8 Dec 2019)
    • CF4 Partner (1 Dec 2015 to 2 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.