Date authorised
2 June 2014
Companies House
08756967
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    York Street
    Chester
    Cheshire
    CH1 3LR
    UNITED KINGDOM
    Phone
    +441244324891
  • Complaints Contact

    York Street
    Chester
    Cheshire
    CH1 3LR
    UNITED KINGDOM
    Phone
    +441244324891

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Piggott

    IRN AXP01570

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (2 Jun 2014 to 30 Sep 2018)
    • CF1 Director (2 Jun 2014 to 8 Dec 2019)
  • Kathren Wright

    IRN KXW01637

    • SMF3 Executive Director (since 2 May 2025)
  • Matthew Stuttard

    IRN MXS22760

    • SMF3 Executive Director (since 14 Jan 2026)
    • SMF16 Compliance Oversight (since 14 Jan 2026)
  • Neil Forrest

    IRN NXF01151

    • SMF1 Chief Executive (since 23 Apr 2026)
  • Philip John Beesley

    IRN PJB01519

    • SMF3 Executive Director (9 Dec 2019 to 21 Mar 2024)
    • CF1 Director (2 Jun 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.