Griffin Bank Ltd

Date authorised
27 February 2023
Companies House
10842931
Last scraped
6 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 781-2, Salisbury House
    29 Finsbury Circus
    London
    EC2M 5QQ
    UNITED KINGDOM
    Phone
    +4407958078201
    Web
    https://www.griffin.com

  • Complaints Contact

    Suite 781-2, Salisbury House
    29 Finsbury Circus
    London
    EC2M 5QQ
    UNITED KINGDOM
    Phone
    +4407958078201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Professional

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Cerdan

    IRN MXC01063

    • [FCA CF] Material risk taker (since 4 Dec 2023)
    • [FCA CF] Significant management (since 4 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Dec 2023)
  • Naomi Rebecca Irene Trickey

    IRN NXT00141

    • SMF12 Chair of the Remuneration Committee (since 27 Feb 2023)
    • SMF13 Chair of the Nominations Committee (since 27 Feb 2023)
  • Nicholas William Stringer

    IRN NXS00764

    • [FCA CF] Significant management (since 22 Oct 2025)
    • [FCA CF] Material risk taker (since 22 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Oct 2025)
  • Paul Dale

    IRN PXD00393

    • [FCA CF] Material risk taker (since 16 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jul 2024)
    • [FCA CF] Significant management (since 16 Jul 2024)
  • Phoebe Wallis

    IRN PXW00431

    • SMF18 Other Overall Responsibility (since 5 Sep 2025)
    • [PRA CF] Managing a material risk taker (15 May 2025 to 5 Sep 2025)
    • [FCA CF] Manager of certification employee (15 May 2025 to 5 Sep 2025)
    • [FCA CF] Material risk taker (12 Aug 2024 to 5 Sep 2025)
    • [FCA CF] Significant management (12 Aug 2024 to 5 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (12 Aug 2024 to 5 Sep 2025)
  • Rebecca Elizabeth Gee

    IRN RXG00583

    • [FCA CF] Material risk taker (since 3 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Mar 2025)
    • [FCA CF] Significant management (since 3 Mar 2025)
  • Robert Michael van Breda

    IRN RMV01009

    • SMF2 Chief Finance (since 3 Oct 2025)
    • SMF3 Executive Director (since 3 Oct 2025)
    • SMF2 Chief Finance (27 Feb 2023 to 15 Sep 2023)
  • Samantha Kerry Faulkner

    IRN SXF00595

    • [FCA CF] Material risk taker (since 23 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Mar 2026)
    • [FCA CF] Significant management (since 23 Mar 2026)
  • Sameer Dubey

    IRN SXD00750

    • [PRA CF] Managing a material risk taker (9 Feb 2024 to 24 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Feb 2024 to 24 Jun 2024)
    • [FCA CF] Material risk taker (14 Nov 2023 to 20 Mar 2025)
    • [FCA CF] Significant management (14 Nov 2023 to 20 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (14 Nov 2023 to 20 Mar 2025)
  • Stephen Charles Chandler

    IRN SCC01048

    • Director of firm who is not a certification employee or a SMF manager (since 15 Aug 2024)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.