Date authorised
1 April 2013
Companies House
00110410
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NG
    UNITED KINGDOM
    Phone
    +441603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Sowter

    IRN PXS06834

    • SMF3 Executive Director (30 Nov 2018 to 25 Jun 2019)
    • CF1 Director (25 Oct 2018 to 9 Dec 2018)
  • Philip Spencer Bayles

    IRN PSB01106

    • Responsible for Insurance Distribution (4 Dec 2019 to 17 May 2021)
    • SMF18 Other Overall Responsibility (4 Dec 2019 to 17 May 2021)
  • Ray Facer

    IRN RXF01171

    • CF18 Significant Mgt (Insurance Underwriting) (28 Jan 2005 to 31 Mar 2005)
    • CF20 Significant Mgt (Settlements) (24 Jul 2003 to 31 Mar 2005)
  • Rhys Moore

    IRN RXM57354

    • [FCA CF] Significant management (14 Jun 2022 to 18 Oct 2022)
  • Richard Priestley

    IRN RJP01230

    • [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2019)
  • Robert Ian Leyman Townend

    IRN RIT01016

    • Responsible for Insurance Distribution (16 May 2019 to 3 Dec 2019)
    • SMF3 Executive Director (10 Dec 2018 to 20 Dec 2019)
    • CF1 Director (21 Feb 2018 to 9 Dec 2018)
    • CF29 Significant management (22 Nov 2016 to 21 Feb 2018)
  • Robert Lee

    IRN RXL00221

    • [FCA CF] Significant management (22 Jul 2021 to 30 Sep 2024)
  • Robert William Harrison

    IRN RXH00728

    • [FCA CF] Significant management (since 3 May 2024)
  • Robin Ashley Phipps

    IRN RAP01091

    • CF2 Non Executive Director (24 Jul 2003 to 31 Mar 2005)
    • CF1 Director (1 Dec 2001 to 24 Jul 2003)
  • Robin Barker

    IRN RXB02310

    • SMF3 Executive Director (10 Dec 2018 to 30 Oct 2019)
    • SMF1 Chief Executive (10 Dec 2018 to 30 Oct 2019)
    • SIMF1 Chief Executive Function (29 Jun 2017 to 9 Dec 2018)
    • CF1 Director (29 Jul 2014 to 9 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.