Greensphere Capital LLP

Date authorised
1 April 2013
Companies House
OC361535
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Divya Seshamani

    IRN DXS02159

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10a CASS Oversight function (2 Feb 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jul 2011 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2011 to 8 Dec 2019)
  • Jonathan Paul Moulton

    IRN JPM01104

    • SMF27 Partner (9 Dec 2019 to 1 Jun 2024)
    • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2011 to 8 Dec 2019)
  • Vincent Guy Julier

    IRN VGJ01000

    • CF10a CASS Oversight function (17 Mar 2014 to 19 Dec 2014)
    • CF10 Compliance Oversight (1 Jul 2011 to 12 Dec 2014)
    • CF11 Money Laundering Reporting (1 Jul 2011 to 12 Dec 2014)
    • CF30 Customer (1 Jul 2011 to 21 Apr 2016)
    • CF4 Partner (1 Jul 2011 to 21 Apr 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.