Great Lakes Insurance SE
- FRN
- 769884
- Date authorised
- 30 December 2016
- Last scraped
- 1 week ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 Fen CourtLondonEC3M 5BNUNITED KINGDOM- Phone
- +4402030037070
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Complaints Contact
1 Fen CourtLondonEC3M 5BNUNITED KINGDOM- Phone
- +4402030037070
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
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Credit Brokering
Show 1 limitation Hide limitations
- · The firm is not permitted to canvas regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ruediger Reissaus
IRN RXR01768
- [FCA CF] Material risk taker (10 Dec 2018 to 30 Nov 2020)
- [FCA CF] Significant management (10 Dec 2018 to 30 Nov 2020)
- CF1 Director (AR) (13 Jun 2017 to 31 May 2019)
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Sally Jones
IRN SXJ00098
- [FCA CF] Significant management (since 4 Jan 2021)
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Simon Jenkins
IRN SXJ00099
- [FCA CF] Material risk taker (since 4 Jan 2021)
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Stefan Pasternak
IRN SXP02141
- CF1 Director (AR) (13 Jun 2017 to 31 May 2019)
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Thomas Maloney
IRN TXM42413
- [FCA CF] Significant management (7 Feb 2022 to 4 Dec 2023)
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Tom Holliday
IRN TXH00252
- [FCA CF] Material risk taker (since 7 Feb 2022)
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Tony Ayles
IRN TXA00055
- [FCA CF] Manager of certification employee (since 4 Jan 2022)
- [FCA CF] Significant management (since 4 Jan 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Munich Re UK Services Limited (no longer appointed)
FRN 571946 · Appointed 30 Dec 2016 · Until 31 May 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.