GRAHAM SYKES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Deborah Goodman
IRN DXG00123
- Responsible for Insurance Distribution (since 19 Apr 2024)
- SMF3 Executive Director (since 21 Dec 2023)
Graham Alan Sykes
IRN GAS00009
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jan 2024)
- SMF3 Executive Director (9 Dec 2019 to 2 Jan 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 2 Jan 2024)
- CF11 Money Laundering Reporting (15 Feb 2016 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 6 Dec 2011)
- CF29 Significant management (1 Nov 2007 to 6 Dec 2011)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Ian McManus
IRN IXM10857
- SMF3 Executive Director (since 8 Dec 2023)
Michael Raymond Towers
IRN MRT01118
- CF29 Significant management (23 Oct 2012 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.