Date authorised
1 April 2013
Companies House
04380880
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    D M I Finance
    6 Forest Gate
    Pewsham
    Chippenham
    Wiltshire
    SN15 3RS
    UNITED KINGDOM
    Phone
    +4401249652939
  • Complaints Contact

    D M I Finance
    6 Forest Gate
    Pewsham
    Chippenham
    Wiltshire
    SN15 3RS
    UNITED KINGDOM
    Phone
    +4401249652939

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey James Philpot

    IRN GJP01095

    • SMF3 Executive Director (9 Dec 2019 to 30 Aug 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Aug 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Aug 2024)
    • CF10 Compliance Oversight (20 May 2016 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 30 Aug 2024)
    • Responsible for Insurance Mediation (9 Sep 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • John Giblett

    IRN JXG00341

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Dec 2024)
  • Lewis Paul Ridd

    IRN LXR00128

    • [FCA CF] Functions requiring qualifications (6 Oct 2021 to 8 Feb 2023)
  • Liva Banks

    IRN LXG00100

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
  • Wayne David Gray

    IRN WDG01009

    • Responsible for Insurance Distribution (since 3 Sep 2025)
    • SMF16 Compliance Oversight (since 21 Jun 2024)
    • Responsible for Insurance Mediation (since 21 Jun 2024)
    • Responsibility for MCD Intermediation (since 21 Jun 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Feb 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.