Date authorised
4 March 2015
Companies House
08869750
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    78 St. James's Street
    London
    Westminster
    SW1A 1JB
    UNITED KINGDOM
    Phone
    +442071017580
  • Complaints Contact

    78 St. James's Street
    London
    SW1A 1JB
    UNITED KINGDOM
    Phone
    +442071017580

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Iñigo Juan Moreno-Luque-Turegano

    IRN IXM00271

    • [FCA CF] Client dealing (22 Aug 2022 to 23 Feb 2024)
  • James Callum Stewart

    IRN JXS01345

    • [FCA CF] Client dealing (since 24 Jan 2022)
  • Jenny Ann Hardy

    IRN JAH01419

    • [FCA CF] Client dealing (18 Jul 2022 to 29 Feb 2024)
  • Joakim Dal

    IRN JXD02330

    • CF30 Customer (4 Mar 2015 to 8 Dec 2019)
  • Lina Baamer

    IRN LXB76204

    • [FCA CF] Client dealing (since 13 Sep 2021)
  • Manish Madhvani

    IRN MXM01535

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (4 Mar 2015 to 8 Dec 2019)
    • CF1 Director (4 Mar 2015 to 8 Dec 2019)
  • Minh Phung

    IRN MXP00711

    • [FCA CF] Client dealing (19 Dec 2022 to 23 Feb 2024)
  • Per Christer Roman

    IRN PCR01036

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (4 Mar 2015 to 8 Dec 2019)
  • Robert Per Henry Ahldin

    IRN RPA01047

    • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2020)
    • CF1 Director (4 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (4 Mar 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.