Goulandris Brothers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
21 Queen Anne's GateLondonLondonSW1H 9BUUNITED KINGDOM- Phone
- +4402072225244
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Complaints Contact
21 Queen Anne's GateLondonLondonSW1H 9BUUNITED KINGDOM- Phone
- +4402072225244
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Insurance Admin
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher Robert MacLean
IRN CRM01037
- CF1 Director (1 Dec 2001 to 5 Sep 2006)
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Constantine Basil Goulandris
IRN CBG01013
- CF3 Chief Executive (1 Dec 2001 to 30 Mar 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 30 Mar 2007)
- CF1 Director (1 Dec 2001 to 30 Mar 2007)
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George John Goulandris
IRN GJG01039
- SMF3 Executive Director (9 Dec 2019 to 1 Jan 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Leonardo Constantine Goulandris
IRN LCG01008
- [FCA CF] Significant management (since 16 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (5 Apr 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (5 Apr 2007 to 31 Mar 2009)
- CF1 Director (26 Sep 2006 to 8 Dec 2019)
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Nigel Haig-Brown
IRN NXH01139
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
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Robert James Wadsworth
IRN RJW01180
- [FCA CF] Significant management (since 15 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (14 Sep 2006 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
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Thomas Bradley
IRN TXB01092
- CF1 Director (1 Dec 2001 to 31 Mar 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.