Date authorised
1 April 2013
Companies House
04901109
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Madoc Street
    Llandudno
    Gwynedd
    LL30 2TH
    UNITED KINGDOM
    Phone
    +4401492870991
  • Complaints Contact

    11 Madoc Street
    Llandudno
    Gwynedd
    LL30 2TH
    UNITED KINGDOM
    Phone
    +4401492870991

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Cowden

    IRN AXC01764

    • CF1 Director (AR) (14 Jan 2005 to 24 Sep 2020)
  • Barry Wynne

    IRN BXW01230

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 31 May 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 May 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 May 2007)
  • David Morley Thornley

    IRN DMT01093

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 5 Oct 2021)
    • CF1 Director (AR) (6 Mar 2007 to 8 Dec 2019)
  • Ian Barrie de Gregory

    IRN IBD01007

    • CF1 Director (AR) (21 Oct 2005 to 30 Jun 2009)
  • John Anthony Barnes

    IRN JXB03713

    • SMF3 Executive Director (since 22 Nov 2025)
  • Michael Gerard Clough

    IRN MGC01076

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (25 Jun 2007 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Peter William Ferguson

    IRN PWF01019

    • CF1 Director (14 Jan 2005 to 1 Sep 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Sep 2005)
  • Richard James Easterbrook

    IRN RXE00040

    • SMF3 Executive Director (since 20 Nov 2025)
  • Simon Still

    IRN SXS05481

    • SMF3 Executive Director (since 24 Nov 2025)
  • Steven Crawford Goldsmith

    IRN SCG01052

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Jun 2007 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.