Goldman Sachs International Bank

• Principal Place of Business

  Plumtree Court

  25 Shoe Lane

  City Of London

  London

  EC4A 4AU

  UNITED KINGDOM

  Phone

  +442077741000

  Web

  https://www.goldmansachs.com

• Complaints Contact

  Plumtree Court

  25 Shoe Lane

  London

  EC4A 4AU

  UNITED KINGDOM

  Phone

  +442077741000

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

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  • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

• Consumer Loans

  Show 1 limitation Hide limitations

  • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Emissions Allowance, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Structured Deposits

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emile Franck Van Dijk

  IRN EFV01003

  • CF30 Customer (11 Apr 2013 to 24 Feb 2014)
• Emilie Nathalie Judith Bensimon

  IRN ENB01004

  • CF30 Customer (11 Apr 2013 to 30 Nov 2014)
• Emily Hackett

  IRN EXB40226

  • [FCA CF] Client dealing (6 Aug 2019 to 18 Jul 2025)
• Emily Marie Avery

  IRN EMB01060

  • [FCA CF] Client dealing (7 Mar 2016 to 9 Jul 2022)
  • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
• Emma Amgaad

  IRN EXA42260

  • [FCA CF] Client dealing (28 Feb 2018 to 4 Mar 2020)
• Emma Gu

  IRN EXG00040

  • [FCA CF] Client dealing (11 Jan 2021 to 11 May 2023)
• Emma Wade

  IRN EJW01105

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (14 Jul 2015 to 6 Mar 2016)
• Emmanuel Bodenstein

  IRN EXB01205

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
  • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
• Emmanuel Boivin

  IRN EXB01110

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
• Emmanuel Dominique Pascal Clair

  IRN EDC01010

  • CF30 Customer (11 Apr 2013 to 6 Mar 2016)

No changes recorded yet.