Goldman Sachs International Bank

Date authorised
1 April 2013
Companies House
01122503
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Plumtree Court
    25 Shoe Lane
    City Of London
    London
    EC4A 4AU
    UNITED KINGDOM
    Phone
    +442077741000
    Web
    https://www.goldmansachs.com

  • Complaints Contact

    Plumtree Court
    25 Shoe Lane
    London
    EC4A 4AU
    UNITED KINGDOM
    Phone
    +442077741000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

    Show 1 limitation
    • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

    Show 1 limitation
    • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

  • Consumer Loans

    Show 1 limitation
    • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Emissions Allowance, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jaykishen Gokani

    IRN JXG39415

    • (2111)[FCA CF] Client dealing (6 Sep 2019 to 18 Jul 2021)
  • Jaymal Nathwani

    IRN JXN01361

    • (71)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Jean Santini

    IRN JXS40444

    • (1028)[FCA CF] Client dealing (since 1 Apr 2016)
    • (2844)[PRA CF] Significant risk taker or Material risk taker (1 Oct 2025 to 31 Dec 2025)
  • Jean Yi Wang

    IRN JYW01004

    • (891)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Jean-Baptiste Champon

    IRN JXC02317

    • (514)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Jean-Baptiste Germain

    IRN JFG01060

    • (2048)[FCA CF] Client dealing (14 Jul 2016 to 17 Jan 2022)
  • Jean-Charles Redoutey

    IRN JXR00660

    • (2400)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2025 to 31 Dec 2025)
  • Jean-Marc Routier

    IRN JXR01248

    • (622)CF30 Customer (11 Apr 2013 to 28 May 2013)
  • Jean-Philippe Pereire

    IRN JXP01657

    • (878)[FCA CF] Client dealing (7 Mar 2016 to 28 Feb 2021)
    • (877)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Jeff Lv

    IRN ZXL00045

    • (582)[FCA CF] Client dealing (since 8 Oct 2024)
    • (2339)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2025 to 31 Dec 2025)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Goldman Sachs Limited

  2. controlled function added: (1150)SMF16 Compliance Oversight

  3. controlled function added: (1149)SMF4 Chief Risk

  4. controlled function added: (1148)SMF18 Other Overall Responsibility

  5. controlled function added: (1147)SMF9 Chair of the Governing Body

  6. controlled function added: (1146)SMF6 Head of Key Business Areas

  7. controlled function added: (1145)SMF18 Other Overall Responsibility

  8. controlled function added: (1144)SMF1 Chief Executive

  9. controlled function added: (1143)SMF3 Executive Director

  10. controlled function added: (1142)SMF24 Chief Operations

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