Goldman Sachs International Bank

Date authorised
1 April 2013
Companies House
01122503
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Plumtree Court
    25 Shoe Lane
    London
    EC4A 4AU
    UNITED KINGDOM
    Phone
    +442077741000
    Web
    https://www.goldmansachs.com

  • Complaints Contact

    Plumtree Court
    25 Shoe Lane
    London
    EC4A 4AU
    UNITED KINGDOM
    Phone
    +442077741000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

    Show 1 limitation
    • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Retail (Investment), Professional, Emissions Allowance, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

    Show 1 limitation
    • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

  • Consumer Loans

    Show 1 limitation
    • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Unit, Rights to or interests in investments (Security), Certificates representing certain security, Warrant, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Retail (Investment), Professional, Emissions Allowance, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maria Jose Barron Baratech

    IRN MJB01685

    • (1972)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 4 Sep 2022)
    • (1973)[FCA CF] Client dealing (7 Mar 2016 to 4 Sep 2022)
    • (1971)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Maria Mendes Esteves

    IRN MXM00714

    • (816)[FCA CF] Client dealing (since 11 Nov 2021)
  • Maria Raffo

    IRN MXR40496

    • (2833)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 1 Aug 2021)
    • (2834)[FCA CF] Client dealing (1 Sep 2017 to 1 Aug 2021)
  • Maria Rengifo

    IRN MXR02603

    • (628)CF30 Customer (23 Feb 2016 to 6 Mar 2016)
  • Maria Sofia Costa Pinto HORTA OSORIO

    IRN MSH01152

    • (647)CF30 Customer (23 Apr 2015 to 6 Mar 2016)
  • Maria Stoica

    IRN MXS41412

    • (247)[FCA CF] Client dealing (3 Dec 2018 to 17 Aug 2019)
  • Maria Teresa Tejada

    IRN MTT01016

    • (98)CF1 Director (5 May 2010 to 25 Feb 2012)
  • Maria del Camino Garcia

    IRN MDG01113

    • (403)CF30 Customer (2 Oct 2013 to 10 Sep 2014)
  • Maria del Carmen Deza Perez

    IRN MXD39607

    • (2932)[PRA CF] Significant risk taker or Material risk taker (1 Mar 2020 to 28 Feb 2021)
    • (2933)[FCA CF] Client dealing (4 Jan 2019 to 28 Feb 2021)
  • Marialaura Telesca

    IRN MXT41392

    • (2736)[FCA CF] Client dealing (18 Feb 2020 to 14 Apr 2023)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1071)[FCA CF] Client dealing

  2. controlled function added: (1070)[FCA CF] Client dealing

  3. controlled function added: (1069)[FCA CF] Client dealing

  4. controlled function added: (1068)[FCA CF] Client dealing

  5. controlled function added: (1067)[FCA CF] Client dealing

  6. controlled function added: (1066)[PRA CF] Significant risk taker or Material risk taker

  7. controlled function added: (1065)[FCA CF] Client dealing

  8. controlled function added: (1064)[FCA CF] Algorithmic trading

  9. controlled function added: (1063)[FCA CF] Client dealing

  10. controlled function added: (1062)[FCA CF] Client dealing

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