Goldman Sachs International Bank

Date authorised
1 April 2013
Companies House
01122503
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Plumtree Court
    25 Shoe Lane
    City Of London
    London
    EC4A 4AU
    UNITED KINGDOM
    Phone
    +442077741000
    Web
    https://www.goldmansachs.com

  • Complaints Contact

    Plumtree Court
    25 Shoe Lane
    London
    EC4A 4AU
    UNITED KINGDOM
    Phone
    +442077741000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

    Show 1 limitation
    • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

    Show 1 limitation
    • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

  • Consumer Loans

    Show 1 limitation
    • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Emissions Allowance, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kristoffer Stenberg

    IRN KLS01066

    • (117)[PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • (1429)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • (1430)[FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2025)
    • (1428)CF30 Customer (22 Feb 2014 to 6 Mar 2016)
  • Kumar Yashaswi

    IRN KXY00085

    • (444)[FCA CF] Client dealing (since 10 Apr 2026)
  • Kunal Atul-Kumar Shah

    IRN KAS01160

    • (281)CF30 Customer (27 Dec 2013 to 14 Aug 2015)
  • Kunal Choraria

    IRN KKC01014

    • (170)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1630)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 31 Dec 2021)
    • (1629)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Kunal Kishore

    IRN KXK38662

    • (2168)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 31 Dec 2022)
  • Kunal Shah

    IRN KKS01013

    • (1108)[FCA CF] Client dealing (since 7 Mar 2016)
    • (2982)SMF18 Other Overall Responsibility (16 Jun 2023 to 6 Aug 2025)
    • (2984)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2025)
    • (2983)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Kwaku Afrifa

    IRN KBA01028

    • (196)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1750)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Kwasi Gyekye Afrifa

    IRN KGA01017

    • (479)CF30 Customer (7 Nov 2014 to 6 Mar 2016)
  • Kye Allwood

    IRN KXA00366

    • (2345)[FCA CF] Client dealing (19 Aug 2024 to 12 Jul 2025)
  • Kyrre Klette

    IRN KJK01044

    • (799)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1101)[FCA CF] Client dealing

  2. controlled function added: (1100)[FCA CF] Client dealing

  3. controlled function added: (1099)[FCA CF] Client dealing

  4. controlled function added: (1098)[PRA CF] Significant risk taker or Material risk taker

  5. controlled function added: (1097)[FCA CF] Client dealing

  6. controlled function added: (1096)[FCA CF] Client dealing

  7. controlled function added: (1095)[FCA CF] Client dealing

  8. controlled function added: (1094)[FCA CF] Client dealing

  9. controlled function added: (1093)[FCA CF] Client dealing

  10. controlled function added: (1092)[FCA CF] Client dealing

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