Goldman Sachs International Bank

FRN: 124659
Date authorised: 1 April 2013
Companies House: 01122503
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Plumtree Court

25 Shoe Lane

London

EC4A 4AU

UNITED KINGDOM

Phone

+442077741000

Web

https://www.goldmansachs.com
Complaints Contact

Plumtree Court

25 Shoe Lane

London

EC4A 4AU

UNITED KINGDOM

Phone

+442077741000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Mortgage Servicing

For Customer, Regulated mortgage contract
Show 1 limitation Hide limitations
- · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.
P2P Lending Advice

For Professional, Eligible Counterparty
Investment Advice (no pensions)

For Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Retail (Investment), Professional, Emissions Allowance, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Lending

For Customer, Regulated mortgage contract
Show 1 limitation Hide limitations
- · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.
Consumer Loans
Show 1 limitation Hide limitations
- · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trading Platform

For Eligible Counterparty, Professional, Unit, Rights to or interests in investments (Security), Certificates representing certain security, Warrant, Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Retail (Investment), Professional, Emissions Allowance, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Leigh Yang Wong
IRN LXW00261
- (2441)[FCA CF] Client dealing (26 Nov 2024 to 12 Mar 2026)
Lelia Arlot
IRN LXA00262
- (637)[FCA CF] Client dealing (since 1 Mar 2024)
Lena Demashkieh
IRN LXD01291
- (277)[FCA CF] Client dealing (since 7 Mar 2016)
- (2062)[PRA CF] Significant risk taker or Material risk taker (1 Nov 2020 to 31 Dec 2022)
- (2061)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
Lena Rowe
IRN LXR00150
- (838)[FCA CF] Client dealing (since 15 Sep 2021)
- (2494)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2025 to 31 Dec 2025)
Lennart Scholte
IRN LXS41105
- (1003)[FCA CF] Client dealing (since 12 Dec 2017)
Leo Black
IRN LXB00820
- (515)[FCA CF] Client dealing (since 13 Aug 2025)
Leo Jofe
IRN LXJ01172
- (124)[FCA CF] Client dealing (since 19 Jul 2022)
Leon Mouzourakis
IRN LXM01622
- (1767)CF30 Customer (11 Apr 2013 to 22 May 2013)
Leonie Morel
IRN LAP01049
- (268)[FCA CF] Client dealing (since 7 Mar 2016)
- (2040)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
- (2039)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
Lesley Steele
IRN LXS01503
- (1149)SMF4 Chief Risk (since 14 Apr 2021)
- (3073)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 14 Apr 2021)

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (1131)[FCA CF] Client dealing
4 days ago
controlled function added: (1130)SMF18 Other Overall Responsibility
4 days ago
controlled function added: (1129)SMF17 Money Laundering Reporting Officer (MLRO)
4 days ago
controlled function added: (1128)SMF18 Other Overall Responsibility
4 days ago
controlled function added: (1127)[FCA CF] Client dealing
4 days ago
controlled function added: (1126)SMF18 Other Overall Responsibility
4 days ago
controlled function added: (1125)[FCA CF] Client dealing
4 days ago
controlled function added: (1124)SMF18 Other Overall Responsibility
4 days ago
controlled function added: (1123)[FCA CF] Client dealing
4 days ago
controlled function added: (1122)SMF18 Other Overall Responsibility

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.