Goldman Sachs International Bank

FRN: 124659
Date authorised: 1 April 2013
Companies House: 01122503
Last scraped: 1 week ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Plumtree Court

25 Shoe Lane

London

EC4A 4AU

UNITED KINGDOM

Phone

+442077741000

Web

https://www.goldmansachs.com
Complaints Contact

Plumtree Court

25 Shoe Lane

London

EC4A 4AU

UNITED KINGDOM

Phone

+442077741000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Mortgage Servicing

For Customer, Regulated mortgage contract
Show 1 limitation Hide limitations
- · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.
P2P Lending Advice

For Professional, Eligible Counterparty
Investment Advice (no pensions)

For Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Retail (Investment), Professional, Emissions Allowance, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Lending

For Customer, Regulated mortgage contract
Show 1 limitation Hide limitations
- · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.
Consumer Loans
Show 1 limitation Hide limitations
- · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trading Platform

For Eligible Counterparty, Professional, Unit, Rights to or interests in investments (Security), Certificates representing certain security, Warrant, Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Retail (Investment), Professional, Emissions Allowance, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Mark Davis
IRN MXD00483
- (3076)[PRA CF] Significant risk taker or Material risk taker (25 Mar 2022 to 25 Apr 2022)
Mark Emmins
IRN MAE01081
- (3041)CF28 Systems and controls (1 Nov 2007 to 2 Jun 2011)
- (3042)CF15 Internal Audit (5 Dec 2005 to 31 Oct 2007)
Mark Godfrey
IRN MXG39675
- (3007)[FCA CF] Client dealing (7 Feb 2019 to 11 Apr 2024)
Mark Howard
IRN MXH69511
- (950)[FCA CF] Client dealing (since 16 May 2025)
Mark Lawrence
IRN MXL01666
- (134)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
Mark Littlewood
IRN MEL01077
- (1405)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
- (1406)[FCA CF] Client dealing (7 Mar 2016 to 31 Jul 2024)
- (1404)CF30 Customer (11 Jun 2014 to 6 Mar 2016)
Mark Ruffles
IRN MSR01126
- (1297)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
- (1298)[FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2024)
- (1296)CF30 Customer (23 Jun 2015 to 6 Mar 2016)
Mark Seymour
IRN MDS01182
- (309)[FCA CF] Client dealing (since 6 Dec 2016)
- (755)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
Mark Short
IRN MJS01460
- (816)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 12 Apr 2023)
- (817)[FCA CF] Client dealing (7 Mar 2016 to 12 Apr 2023)
- (815)CF30 Customer (11 Apr 2013 to 6 Mar 2016)
Mark Sorrell
IRN MRS01121
- (2253)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2025 to 31 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (1021)[FCA CF] Client dealing
1 week ago
controlled function added: (1020)[FCA CF] Client dealing
1 week ago
controlled function added: (1019)[FCA CF] Client dealing
1 week ago
controlled function added: (1018)[FCA CF] Client dealing
1 week ago
controlled function added: (1017)[PRA CF] Significant risk taker or Material risk taker
1 week ago
controlled function added: (1016)[FCA CF] Client dealing
1 week ago
controlled function added: (1015)[FCA CF] Client dealing
1 week ago
controlled function added: (1014)[FCA CF] Client dealing
1 week ago
controlled function added: (1013)[FCA CF] Client dealing
1 week ago
controlled function added: (1012)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.