This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

GMW Financial Associates Ltd

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FRN: 192217
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Redhill House

Hope Street

Chester

CH4 8BU

UNITED KINGDOM

Phone

+4401244659006

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Grant Robert Mullock
IRN GRM00024
- Employed By (1 Dec 2001 to 21 Dec 2009)
John Garry Williams
IRN JGW00027
- Employed By (1 Dec 2001 to 30 Nov 2005)
Karl John Ralphs
IRN KJR00020
- Employed By (1 Dec 2001 to 20 Jun 2002)
Peter John Lyon
IRN PJL00036
- Employed By (1 Dec 2001 to 30 Aug 2002)
Philip Robert Grant
IRN PRG00015
- Employed By (1 Dec 2001 to 21 Dec 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.