Date authorised
1 April 2013
Companies House
01394929
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor, Bourn
    1 Manor House Drive
    Coventry
    Coventry
    CV1 2FX
    UNITED KINGDOM
    Phone
    +442476527800
  • Complaints Contact

    5th Floor, Bourn
    1 Manor House Drive
    Coventry
    Coventry
    CV1 2FX
    UNITED KINGDOM
    Phone
    +442476527800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Jones

    IRN PXJ01227

    • CF1 Director (21 Feb 2005 to 30 Nov 2006)
  • Peter Joseph Robinson

    IRN PJR01167

    • CF1 Director (AR) (1 Dec 2006 to 24 Jan 2014)
    • CF1 Director (14 Jan 2005 to 24 Jan 2014)
  • Philip Charles Roper

    IRN PCR01045

    • CF1 Director (AR) (7 Jun 2010 to 8 Apr 2011)
  • Pierre Franz Alexis Regimbeau

    IRN PFR01013

    • CF1 Director (19 Nov 2015 to 11 Apr 2018)
  • Richard Duncan

    IRN RXD00505

    • SMF1 Chief Executive (4 Nov 2024 to 30 Jun 2025)
    • Responsible for Insurance Distribution (4 Nov 2024 to 30 Jun 2025)
    • [FCA CF] Significant management (3 Jun 2024 to 30 Jun 2025)
  • Richard Lee

    IRN RXL01563

    • CF1 Director (AR) (5 Nov 2013 to 2 Mar 2015)
  • Robert David Tromans

    IRN RDT01068

    • SMF16 Compliance Oversight (12 Nov 2024 to 19 Aug 2025)
    • [FCA CF] Significant management (30 Jun 2023 to 19 Aug 2025)
  • Robert Gilles Mongis

    IRN GXM01612

    • CF2 Non Executive Director (19 Nov 2015 to 11 Apr 2018)
  • Rohan Malhotra

    IRN RXM00875

    • Director of firm who is not a certification employee or a SMF manager (since 30 Jun 2023)
  • Sandra Claire Gilbert

    IRN SCG01053

    • CF1 Director (14 Jan 2005 to 24 Dec 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.