Date authorised
14 June 2013
Companies House
08321940
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor, One New Change
    1 New Change
    London
    City Of London
    EC4M 9AF
    UNITED KINGDOM
    Phone
    +442037639870
  • Complaints Contact

    6th Floor
    One New Change
    London
    City Of London
    EC4M 9AF
    UNITED KINGDOM
    Phone
    +442037639870

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stevie Panesar

    IRN SXP03051

    • [FCA CF] CASS oversight function (since 25 Nov 2025)
    • SMF3 Executive Director (since 18 Aug 2023)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 29 Mar 2022)
    • CF10a CASS Oversight function (21 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.